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June 20, 2017

Invitation for Tender

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles. Invitation for…

Public Notice by the SEC in respect of companies with regulatory issues

The Securities and Exchange Commission wishes to bring to the notice of the general public that the underlisted licensed operators engaged in fund management activities in the capital market (Fund…

New Guidelines on Private Funds

The Securities and Exchange Commission, Ghana, has released new guidelines pertaining to Private Funds. This can be found under Guidelines. Guidelines

Draft Guidelines on Financial Resources and Corporate Governance Code for Listed Companies

These Draft Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section 15 of the Securities Industry Act, 2016 (Act 929). If…

Registration/Update of Supplier Database For The Year 2018

The Securities and Exchange Commission wishes to invite existing as well as eligible prospective suppliers who are interested in doing business with the Commission to apply for pre-qualification with the…

Guidelines on Market Levies for 2018

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section 15 of the Securities Industry Act, 2016 (Act 929) for the…

Public Notice on Purported Takeover of ADB Limited by Unibank

The Securities and Exchange Commission has issued a public notice to the general public about the Purported Takeover of ADB Limited by Unibank PUBLIC NOTICE ON PURPORTED TAKEOVER OF ADB…

Public Notice on Advertisements for the Protection of Consumers of Financial Services

The Securities and Exchange Commission has issued a public notice to the general public about Advertisements for the Protection of Consumers of Financial Services. The notice with reference number SEC/PN/002/02/2018…

Public Notice On Ghana Mutual Aid, Susu Cash Ghana, Earnit Ghana, Afrigram & Payday Ghana

The Securities and Exchange Commission has issued a public notice to the general public about Ghana Mutual Aid, Susu Cash Ghana, Earnit Ghana, Afrigram & Payday Ghana. The notice with…

Invitation to a workshop on draft SEC/FIC Guidelines and Draft AML/CFT Administrative Sanctions

Section 138 of the Securities Industry Act, 2016, (Act 929) empowers the commission to ensure that all its regulated entities operate in a manner so as to comply with the…

Last modified: August 10, 2017

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