ENSURING INVESTOR PROTECTION

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June 20, 2017

TRAINING ON CYBER THREATS FOR CMO’s

TRAINING ON CYBER THREATS & COUNTER MEASURES FOR THE CAPITAL MARKET OPERATORS. The Securities and Exchange Commission (SEC) is the apex regulatory body for the Capital Market in Ghana. As…

INVITATION FOR TENDER

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles. INVITATION FOR…

PUBLIC NOTICE ON FINANCIAL INVESTMENT SCHEMES AND PRODUCTS BY UNLICENSED ENTITIES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…

REQUEST FOR PROPOSAL

Consultancy Services for the Computerisation of the Securities and Exchange Commission. The objective of the assignment is to assist the Securities and Exchange Commission (SEC) to undertake an assessment of…

SEC Reforms for the Fund Management Industry – Presentation Slides

Presentation slides at the CEOs/CIOs meeting held at the La Royal to the market (Fund Managers) SEC Reforms for the Fund Management Industry

Invitation to sensitization forum on Draft Commodity Exchange Regulations & Draft Warehouse Regulations

The Securities & Exchange Commission is pleased to invite you to a one-day forum to present and discuss the Draft Regulations on Warehouse Receipts and Commodity Exchanges. The programme which…

Draft Guideline on REITS

Draft Guidelines on REITS for review by the market. Draft Guideline on REITS

Invitation for Tender

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles. Invitation for…

Public Notice by the SEC in respect of companies with regulatory issues

The Securities and Exchange Commission wishes to bring to the notice of the general public that the underlisted licensed operators engaged in fund management activities in the capital market (Fund…

New Guidelines on Private Funds

The Securities and Exchange Commission, Ghana, has released new guidelines pertaining to Private Funds. This can be found under Guidelines. Guidelines

Last modified: August 10, 2017

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