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June 20, 2017

SEC SETS NEW CAPITAL REQUIREMENTS FOR MARKET OPERATORS

The Securities and Exchange Commission today issued new capital requirements for market operators in the Ghanaian Capital Market Industry. The new directive in accordance with Section 209 of the Securities…

SEC ISSUES A CODE AND THREE GUIDELINES FOR THE MARKET

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…

PRESS RELEASE 2:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE Background The Securities and Exchange Commission (SEC) issued a press release on the 28th August 2020 to give an update to the public on the aftermath of the…

PRESS RELEASE:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE The Securities and Exchange Commission (SEC), acting in accordance with Section 122 (2) (b) of the Securities Industry Act 2016, (Act 929) (SIA) revoked the licenses of fifty-three…

PUBLIC NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC ON THE GHANA INVESTMENT AND SECURITIES INSTITUTE LTD (GISI) QUALIFICATIONS AND REVISED SECURITIES COURSES

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Sections 3 and 208(c) of the Securities Industry Act, 2016 (Act 929) with respect to the taking over…

SPEECH BY REV. DANIEL OGBARMEY TETTEH, DIRECTOR-GENERAL OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST SPEAKER AT THE GIMPA LAW CONFERENCE 2020

SPEECH BY REV. DANIEL OGBARMEY TETTEH,  DIRECTOR-GENERAL  OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST SPEAKER AT THE GIMPA LAW CONFERENCE 2020, ON THE THEME, “THE BANKING…

2020 GIMPA Law Conference

The 2020 GIMPA Law Conference (www.gimpalawconferences.org) originally scheduled for April, but postponed due to the outbreak of COVID-19, has been reimagined as a VIRTUAL CONFERENCE scheduled for the 6th and 7th…

DIRECTIVE ON TRUST ACCOUNTS

This Directive is issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 140, 159, 160 and 209 of the Securities Industry Act,…

CIRCULAR TO ALL ANTI-MONEY LAUNDERING REPORTING OFFICERS OF CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act, 2016 (Act 929) to promote the orderly growth and development…

UPDATE ON REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES: APPEALS AGAINST REVOCATIONS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

Last modified: August 10, 2017

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