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June 20, 2017

NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC: RESTRICTION ON MOVEMENT OF PERSONS

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Section 3 and 209 of the Securities Industry Act, 2016 (Act 929). In furtherance to the President of…

PUBLIC NOTICE TO ISSUERS, MARKET OPERATORS AND INVESTORS ON SUBMISSION OF 2019 AUDITED ANNUAL FINANCIAL STATEMENTS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

CIRCULAR ON CORONAVIRUS (COVID-19)

In furtherance to the government’s public directives on the Coronavirus (COVID-19) Pandemic, the Securities and Exchange Commission (SEC) issues this circular to Market Operators and Investors in the Securities Industry…

INVITATION FOR TENDER PROCUREMENT OF GOODS NATIONAL COMPETITIVE TENDERING (NCT)

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles. PACKAGE NUMBER…

REQUEST FOR EXPRESSION OF INTEREST (EOI) (CONSULTING SERVICES-FIRM SELECTION)

Assignment Title: Consulting Services for an Advertising Agency for the Securities and Exchange Commission. Publication Date: Monday 17th February 2020 EOI Deadline: Monday 9th March 2020 BACKGROUND OF CLIENT: The…

PUBLIC NOTICE: UPDATE ON CLAIMS PROCESS FOR INVESTORS OF 53 FUND MANAGEMENT COMPANIES WITH REVOKED LICENCES

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to sections 3 and 209 of the Securities Industry Act, 2016 (Act 929) to all Investors (excluding Investors of…

CIRCULAR APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

GUIDELINES ON THE REGISTRATION OF AUDITORS OF PUBLIC COMPANIES AND SEC LICENSEES

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act…

GUIDELINES ON THE REGISTRATION OF ACCOUNTANTS REPORTING FOR PUBLIC COMPANIES

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act…

PUBLIC NOTICE TO ALL DIRECTORS OF MUTUAL FUNDS AND TRUSTEES OF UNIT TRUSTS MANAGED BY FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

In accordance with section 88 (6) of the Securities Industry Act, 2019 (Act 929), Boards of Directors (for Mutual Funds) and Trustees (for Unit Trusts) of the 18 Collective Investment…

Last modified: August 10, 2017

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