ENSURING INVESTOR PROTECTION

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June 20, 2017

PUBLIC INTEREST WARNING TO INVESTORS REGARDING WISELING ONLINE INVESTMENT COMPANY

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

PUBLIC NOTICE ON TEMPORARY OFFICE CLOSURE FOR DISINFECTION

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) would like to inform the General Public that due to a disinfection exercise, the SEC’s offices will be closed…

PUBLIC INTEREST WARNING TO THE GENERAL PUBLIC ON ELECTRONIC COMMERCE AND TRADING SCHEME

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

DIRECTIVE ON ADOPTION AND IMPLEMENTATION OF MINIMUM STANDARDIZED KNOW YOUR CLIENT FORMS FOR ALL CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act, 2016 (Act 929) to promote the orderly growth and development…

NOTICE OF OPERATING HOURS DURING CHRISTMAS AND NEW YEAR’S HOLIDAYS

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) would like to inform the General Public that due to the Christmas and New Year holiday celebrations, the SEC…

FAQs ON THE GOVERNMENT BAILOUT

What is the Background of the Partial Bailout Package? The Partial Bailout Package is being offered to clients of defunct fund management companies who do not have the winding up…

PARTIAL CASH BAILOUT PROCESSES BEGIN PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the securities market, wishes to inform all clients of the remaining affected Fund…

GOVERNMENT AUTHORIZES PARTIAL BAILOUT FOR ALL REMAINING CUSTOMERS OF REVOKED FUND MANAGEMENT COMPANIES PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the market, wishes to announce the outcome of its deliberations with Government regarding…

DRAFT GUIDELINES FOR NOTE TRUSTEES

Draft guidelines for Note Trustees are being issued to the market to provide feedback in the form of suggestions, questions, recommendations, and concerns latest by 26th of November, 2020 to…

DIRECTIVE TO FUND MANAGERS ON INTERCONNECTEDNESS REPORTING

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

Last modified: August 10, 2017

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