PUBLIC NOTICE ON UNLICENSED INVESTMENT PRODUCT BY GOLDEN EMPIRE LEGACY LIMITED AND LOOM
This Public Notice is issued pursuant to Sections 3(b)(f) and 208 of the Securities Industry Act, 2016 (Act 929). The General Public is hereby put on notice that GOLDEN EMPIRE…
MESSAGES CIRCULATING ON SOCIAL MEDIA ON THE IMMINENT CLOSURE OF SOME CMOS
The SEC has picked up a Social media message communicating the imminent closure of some capital market operators by the SEC. The SEC wishes to respond formally as follows: “The…
PUBLIC NOTICE BY THE SEC IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…
PUBLIC NOTICE ON GOLD COAST FUND MANAGEMENT LIMITED
The Securities and Exchange Commission wishes to bring to the notice of clients of Gold Coast Fund Management Ltd. and the general public that it is fully aware of the…
REMARKS AT 2019 PRESS CONFERENCE ON ASSET MANAGEMENT COMPANIES IN GHANA
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…
Guidelines on REITs, Warehouse Receipts and Commodity Exchanges
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…
NOTICE ON CLASSIFICATION OF ASSET MANAGERS
The SEC has picked up a Social media message completely misinterpreting the classification of its licensees on its website with pending complaints and regulatory issues as unsafe to invest in…
PUBLIC NOTICE ON INVESTMENT AND TRADING IN CRYPTOCURRENCIES AND THEIR DIGITAL PLATFORMS
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…
PUBLIC NOTICE ON ASSET MANAGEMENT COMPANIES
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…
VOLUNTARY CESSATION OF BUSINESS PUBLICATION
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…
Last modified: August 10, 2017
