ENSURING INVESTOR PROTECTION

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June 20, 2017

PARTIAL CASH BAILOUT PROCESSES BEGIN PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the securities market, wishes to inform all clients of the remaining affected Fund…

GOVERNMENT AUTHORIZES PARTIAL BAILOUT FOR ALL REMAINING CUSTOMERS OF REVOKED FUND MANAGEMENT COMPANIES PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the market, wishes to announce the outcome of its deliberations with Government regarding…

DRAFT GUIDELINES FOR NOTE TRUSTEES

Draft guidelines for Note Trustees are being issued to the market to provide feedback in the form of suggestions, questions, recommendations, and concerns latest by 26th of November, 2020 to…

DIRECTIVE TO FUND MANAGERS ON INTERCONNECTEDNESS REPORTING

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…

PUBLIC INTEREST WARNING ON PBAY LTD

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and…

SEC LAUNCHES “TIME WITH THE COMMISSION” SERIES TO IMPROVE INVESTOR PROTECTION

The Securities and Exchange Commission (SEC) has launched an engagement series dubbed, “Time with the Commission” to drive closer partnerships with the investing public and other market operators in the…

SEC SETS NEW CAPITAL REQUIREMENTS FOR MARKET OPERATORS

The Securities and Exchange Commission today issued new capital requirements for market operators in the Ghanaian Capital Market Industry. The new directive in accordance with Section 209 of the Securities…

SEC ISSUES A CODE AND THREE GUIDELINES FOR THE MARKET

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of…

PRESS RELEASE 2:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE Background The Securities and Exchange Commission (SEC) issued a press release on the 28th August 2020 to give an update to the public on the aftermath of the…

PRESS RELEASE:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE The Securities and Exchange Commission (SEC), acting in accordance with Section 122 (2) (b) of the Securities Industry Act 2016, (Act 929) (SIA) revoked the licenses of fifty-three…

Last modified: August 10, 2017

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