PUBLIC NOTICE ON DEADLINE FOR ON-GOING SUBMISSION OF INVESTMENT CLAIMS WITH FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED
Pursuant to Section 122 (2) of the Securities Industry Act, 2016 (Act 929), the Securities and Exchange Commission (SEC) on 8th November 2019 revoked the licences of 53 Fund Management…
PUBLIC NOTICE ON MUTUAL FUNDS AND UNIT TRUSTS MANAGED BY FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED
Pursuant to Section 122 (2) of the Securities Industry Act, 2016 (Act 929), the Securities and Exchange Commission (SEC) on 8th November 2019 revoked the licences of 53 Fund Management…
UPDATE ON PUBLIC NOTICE ON VALIDATION OF INVESTMENT CLAIMS WITH THE 53 FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED
Pursuant to Section 122 (2) of the Securities Industry Act, 2016 (Act 929), the Securities and Exchange Commission (SEC) on 8th November 2019 revoked the licences of 53 Fund Management…
PUBLIC NOTICE ON VALIDATION OF INVESTMENT CLAIMS AGAINST THE 53 FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED
Pursuant to Section 122 (2) of the Securities Industry Act, 2016 (Act 929), the Securities and Exchange Commission (SEC) on 8th November 2019 revoked the licences of 53 Fund Management…
FAQs on SEC Revocation of FM Licences
Frequently Asked Questions (FAQs) on Revocation of Licences of Fund Managers by the Securities & Exchange Commission 1. What has called for this exercise/action by the Securities & Exchange Commission…
NOTICE OF REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES AND NOTIFICATION TO THE REGISTRAR OF COMPANIES
The Securities and Exchange Commission (SEC) has, with effect from today revoked the licences of Fifty-Three (53) Fund Management Companies (see Annex A for list of Companies). These actions were…
INVITATION TO WEST AFRICA CAPITAL MARKETS CONFERENCE AND SPONSORSHIP
The West African Securities Regulators Association (WASRA – SEC Ghana, SEC Nigeria & CREMPF) is pleased to invite you to the inaugural West Africa Capital Market Conference (WACMaC) which is…
SPEECH BY REV. DANIEL OGBARMEY TETTEH, DIRECTOR-GENERAL OF THE SECURITIES AND EXCHANGE COMMISSION DELIVERED AT THE OPENING EVENT OF THE SECOND INDUCTION CEREMONY OF THE INSTITUTE OF CHARTERED ACCOUNTANTS, GHANA, HELD AT THE LABADI BEACH HOTEL ON THURSDAY, 3RD OCTOBER, 2019
Mr. President, Council Members, the Chief Executive Officer of ICAG, Inductees, the Media, and Distinguished invited guests, Ladies, and Gentlemen: I feel greatly honored to be part of this important…
PUBLIC NOTICE BLACKSHIELD CAPITAL MANAGEMENT UNLICENSED PRODUCT
The attention of the Securities and Exchange Commission (SEC) has been drawn to a publication on page 44 of the Daily Graphic newspaper of 18th September, 2019, captioned “Out of…
PUBLIC NOTICE ON MORATORIUM ON FUND MANAGEMENT LICENCES
The SEC wishes to inform the investing and general public that it has placed a moratorium on the issuing of new Fund Management Licences for a period of six (6)…
Last modified: August 10, 2017
