PUBLIC NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC ON THE GHANA INVESTMENT AND SECURITIES INSTITUTE LTD (GISI) QUALIFICATIONS AND REVISED SECURITIES COURSES
The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Sections 3 and 208(c) of the Securities Industry Act, 2016 (Act 929) with respect to the taking over…
SPEECH BY REV. DANIEL OGBARMEY TETTEH, DIRECTOR-GENERAL OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST SPEAKER AT THE GIMPA LAW CONFERENCE 2020
SPEECH BY REV. DANIEL OGBARMEY TETTEH, DIRECTOR-GENERAL OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST SPEAKER AT THE GIMPA LAW CONFERENCE 2020, ON THE THEME, “THE BANKING…
2020 GIMPA Law Conference
The 2020 GIMPA Law Conference (www.gimpalawconferences.org) originally scheduled for April, but postponed due to the outbreak of COVID-19, has been reimagined as a VIRTUAL CONFERENCE scheduled for the 6th and 7th…
DIRECTIVE ON TRUST ACCOUNTS
This Directive is issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 140, 159, 160 and 209 of the Securities Industry Act,…
CIRCULAR TO ALL ANTI-MONEY LAUNDERING REPORTING OFFICERS OF CAPITAL MARKET OPERATORS
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act, 2016 (Act 929) to promote the orderly growth and development…
UPDATE ON REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES: APPEALS AGAINST REVOCATIONS
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…
CIRCULAR TO AUDITORS OF CAPITAL MARKET OPERATORS
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act, 2016 (Act 929) to promote the orderly growth and development…
GUIDELINES ON HOLDING OF ELECTRONIC OR VIRTUAL ANNUAL GENERAL MEETINGS BY ISSUERS AND OTHER CAPITAL MARKET OPERATORS
These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “SEC”) pursuant to Sections 3 and 209 of the Securities Industry Act, 2016 (Act 929) to…
UPDATE ON APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…
DIRECTIVE ON PAYMENTS TO THE SECURITIES AND EXCHANGE COMMISSION, GHANA
The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development…
Last modified: August 10, 2017
