What is the Background of the Partial Bailout Package? The Partial Bailout Package is being offered to clients of defunct fund management companies who do not have the winding up orders from the court yet. It was a decision taken by the Government of Ghana after series of engagements with the Securities and Exchange Commission (SEC) noting that many clients were suffering and were in ...

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the securities market, wishes to inform all clients of the remaining affected Fund Management Companies whose licenses were revoked that payment processes for the Government partial bailout have begun in line with its earlier public notice on the 18th November 2020. The...

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the market, wishes to announce the outcome of its deliberations with Government regarding an agreed social and humanitarian intervention for all remaining customers of the failed Fund Management Companies. The Commission hereby announces that Government has authorized a...

Draft guidelines for Note Trustees are being issued to the market to provide feedback in the form of suggestions, questions, recommendations, and concerns latest by 26th of November, 2020 to enable the commission finalise these guidelines. Feedback should be sent to issuers@sec.gov.gh. DRAFT GUIDELINES FOR NOTE TRUSTEES...

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. As part of the Government’s effort to mitigate and manage risk in the ...

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. The attention of the Commission has been drawn to the activities...

The Securities and Exchange Commission (SEC) has launched an engagement series dubbed, “Time with the Commission” to drive closer partnerships with the investing public and other market operators in the capital market. The initiative forms part of the Commission’s mandate of regulating, innovating, and promoting the growth and development of an efficient, fair, and transparent securit...

The Securities and Exchange Commission today issued new capital requirements for market operators in the Ghanaian Capital Market Industry. The new directive in accordance with Section 209 of the Securities Industry Act 2016, (Act 929) is in line with the Commission’s mandate of regulating and promoting the growth and development of an efficient, fair and transparent securities market in ...

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which inv...