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PUBLIC NOTICE ON UNLICENSED INVESTMENT PRODUCT BY GOLDEN EMPIRE LEGACY LIMITED AND LOOM

This Public Notice is issued pursuant to Sections 3(b)(f) and 208 of the Securities Industry Act, 2016 (Act 929). The General Public is...

June 21, 2019

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MESSAGES CIRCULATING ON SOCIAL MEDIA ON THE IMMINENT CLOSURE OF SOME CMOS

The SEC has picked up a Social media message communicating the imminent closure of some capital market operators by the SEC. The SEC wishes...

April 28, 2019

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PUBLIC NOTICE BY THE SEC IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

April 26, 2019

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