Public Notices

SIMULATION EXERCISE AT THE SECURITIES AND EXCHANGE COMMISSION

PUBLIC NOTICE ON DISCONTINUATION OF THE USAGE OF DIVIDEND WARRANTS AS A MEANS OF DIVIDEND PAYMENT

PUBLIC NOTICE ON NEW GUIDELINES

PUBLIC NOTICE ON FURTHER EXTENSION OF MORATORIUM ON FUND MANAGEMENT LICENCES

FINANCIAL STABILITY COUNCIL: GOVERNMENT OF GHANA DOMESTIC DEBT EXCHANGE: POTENTIAL FINANCIAL SECTOR IMPACTS AND MITIGATING SAFEGUARDS

PUBLIC NOTICE ON THE USE OF FAIR VALUE THROUGH OTHER COMPREHENSIVE INCOME (“MARK-TO-MARKET”) VALUATION METHOD BY MARKET OPERATORS IN THE VALUATION OF INVESTMENT ASSETS/SECURITIES AND PORTFOLIOS IN THE SECURITIES SECTOR

PUBLIC NOTICE ON ELECTRONIC TRANSFER LEVY (E-LEVY) IMPLEMENTATION

PROHIBITION OF PRICING, ADVERTISING, RECEIPTING AND/OR MAKING PAYMENTS FOR GOODS & SERVICES IN FOREIGN CURRENCY IN GHANA (NOTICE TO THE GENERAL PUBLIC

REVIEW OF THE FEES FOR THE SERVICES OF THE COLLATERAL REGISTRY (NOTICE TO BANKS, SPECIALIZED DEPOSIT-TAKING INSTITUTIONS, NON-BANK FINANCIAL INSTITUTIONS AND THE GENERAL PUBLIC

LIST OF APPROVED ELECTRONIC MONEY ISSUERS AND PAYMENT SERVICE PROVIDERS (NOTICE TO BANKS, SPECIALISED DEPOSIT-TAKING INSTITUTION, ELECTRONIC MONEY ISSUERS, PAYMENT SERVICE PROVIDERS AND THE GENERAL PUBLIC

MONEY DOUBLING” AND “CARD LOADING SYSTEMS” (NOTICE TO THE GENERAL PUBLIC NOTICE

PUBLIC NOTICE ON FURTHER EXTENSION OF MORATORIUM
ON FUND MANAGEMENT LICENCES

PUBLIC NOTICE AUDIT OF ANNUAL FINANCIAL STATEMENTS OF ISSUERS OF PUBLIC SECURITIES AND SEC LICENSED FIRMS

BANK OF GHANA COOPERATION WITH EOCO TO INVESTIGATE SUSPECTED CASES OF FINANCIAL CRIME

SUSPENSION OF DISTRIBUTION OF DIVIDENDS FOR THE FINANCIAL YEARS 2019 AND 2020 (NOTICE TO BANKS AND SPECIALISED DEPOSIT-TAKING INSTITUTIONS

UPDATE ON APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES

NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC: RESTRICTION ON MOVEMENT OF PERSONS

PUBLIC NOTICE TO ISSUERS, MARKET OPERATORS AND INVESTORS ON SUBMISSION OF 2019 AUDITED ANNUAL FINANCIAL STATEMENTS

PUBLIC NOTICE: UPDATE ON CLAIMS PROCESS FOR INVESTORS OF 53 FUND MANAGEMENT COMPANIES WITH REVOKED LICENCES

PUBLIC NOTICE TO ALL DIRECTORS OF MUTUAL FUNDS AND TRUSTEES OF UNIT TRUSTS MANAGED BY FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

PUBLIC NOTICE ON EXTENSION OF DEADLINE FOR SUBMISSION OF INVESTMENT CLAIMS WITH FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

PUBLIC NOTICE ON DEADLINE FOR ON-GOING SUBMISSION OF INVESTMENT CLAIMS WITH FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

PUBLIC NOTICE ON MUTUAL FUNDS AND UNIT TRUSTS MANAGED BY FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

PUBLIC NOTICE ON VALIDATION OF INVESTMENT CLAIMS AGAINST THE 53 FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED (UPDATED NOTICE)

PUBLIC NOTICE ON VALIDATION OF INVESTMENT CLAIMS AGAINST THE 53 FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

Frequently Asked Questions (FAQs) on Revocation of Licences of Fund Managers by the Securities & Exchange Commission

NOTICE OF REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES AND NOTIFICATION TO THE REGISTRAR OF COMPANIES

PUBLIC NOTICE BLACKSHIELD CAPITAL MANAGEMENT UNLICENSED PRODUCT

PUBLIC NOTICE ON MORATORIUM ON FUND MANAGEMENT LICENCES

PUBLIC NOTICE TO THE INVESTING PUBLIC – Aug-2019

PUBLIC NOTICE IN RESPONSE TO KEVIN TAYLOR – Jul-2019

PUBLIC NOTICE ON UNLICENSED INVESTMENT PRODUCTS BY GOLDEN EMPIRE LEGACY LIMITED AND LOOM – Jun-2019

PUBLIC NOTICE IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED – Apr-2019

PUBLIC NOTICE ON GOLD COAST FUND MANAGEMENT LIMITED – Apr-2019

PUBLIC NOTICE ON CLASSIFICATION OF ASSET MANAGERS

REGULATORY WARNING ON CRYPTOCURRENCIES

PUBLIC NOTICE ON ASSET MANAGEMENT COMPANIES – Mar-2019

VOLUNTARY CESSATION OF BUSINESS PUBLICATION

PUBLIC NOTICE : CLARIFICATION OF PREVIOUS DIRECTIVES TO MENZGOLD AND FUND MANAGERS

PUBLIC NOTICE ON FINANCIAL INVESTMENT SCHEMES AND PRODUCTS BY UNLICENSED ENTITIES

PUBLIC NOTICE BY THE SEC IN RESPECT OF COMPANIES WITH REGULATORY ISSUES

PUBLIC NOTICE ON PURPORTED TAKEOVER OF ADB LIMITED BY UNIBANK

PUBLIC NOTICE ON ADVERTISEMENTS FOR THE PROTECTION OF CONSUMERS OF FINANCIAL SERVICES

PUBLIC NOTICE BY THE SECURITIES AND EXCHANGE COMMISSION ON GHANA MUTUAL AID, SUSU CASH GHANA, EARNIT GHANA, AFRIGRAM & PAYDAY GHANA

PUBLIC NOTICE TO THE GENERAL PUBLIC ABOUT MENZGOLD

PUBLIC NOTICE ON AMENDMENT OF GUIDELINES ON MARKET

Press Releases

UPDATE ON IMPLEMENTATION OF BAILOUT PROGRAM FOR CLIENTS OF BLACKSHIELD FUND MANAGEMENT LTD (FORMERLY GOLD COAST)

SEC GHANA BECOMES FULL SIGNATORY TO INTERNATIONAL ORGANISATION OF SECURITIES COMMISSIONS (IOSCO) MULTILATERAL MEMORANDUM OF UNDERSTANDING (MMOU) CONCERNING CONSULTATION AND COOPERATION AND THE EXCHANGE OF INFORMATION

DELEGATION FROM SECURITIES MARKETS OF GHANA AND NIGERIA PAY COURTESY CALL ON HIS EXCELLENCY THE VICE PRESIDENT OF GHANA

SEC ENGAGES THE INVESTING PUBLIC IN TAMALE AT ITS FLAGSHIP INVESTOR EDUCATION PROGRAM DUBBED ‘TIME WITH THE SEC

LIST OF ENTITIES OPERATING WITHOUT A LICENSE

SEC GHANA TO HOST SECOND EDITION OF THE BIENNIAL WEST AFRICAN CAPITAL MARKET CONFERENCE (WACMaC)

TIZAA GHANA FUND WARNING

SEC REINTRODUCES COMPLIANCE FORUM FOR STAKEHOLDERS

SEC ENGAGES EOCO AND CID AS ‘TIME WITH THE SEC’ EXPANDS TO INCLUDE LAW ENFORCEMENT AGENCIES

SEC ROLLS OUT REGIONAL EDUCATION CAMPAIGN DUBBED ‘TIME WITH THE SEC’

SEC LAUNCHES THE FIRST-EVER CAPITAL MARKET MASTER PLAN TO DEVELOP THE CAPITAL MARKET OVER THE NEXT 10 YEARS

INAUGURATION OF SECURITIES AND EXCHANGE COMMISSION (SEC) BOARD

PARTIAL CASH BAILOUT PROCESSES BEGIN PENDING THE OUTCOME OF LIQUIDATION PETITIONS

GOVERNMENT AUTHORIZES PARTIAL BAILOUT FOR ALL REMAINING CUSTOMERS OF REVOKED FUND MANAGEMENT COMPANIES PENDING THE OUTCOME OF LIQUIDATION PETITIONS

Press Release on Licensing Requirements for Market Operators

PRESS RELEASE 2:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE:UPDATE ON SEC REVOCATIONS AND BAILOUT