ENSURING INVESTOR PROTECTION

Market Fees and Charges
GSE STOCK FEED [Delay=3mins]

Market Fees and Charges

April 27, 2017

The following fees are applicable fees and levies for market operators

SEC FORMS AND LICENSING FEES LIST
FUND MANAGER (BII)NEW APPLICATIONRENEWAL
REGISTRARSGH¢ 3,000
FORMGH¢ 50.00GH¢ 40.00
FEEGH¢ 1000.00GH¢ 500.00
INVESTMENT ADVISER (BII)NEW APPLICATIONRENEWAL
FORMGH¢ 50.00GH¢ 40.00
FEEGH¢ 1000.00GH¢ 500.00
BROKER-DEALER (BI)NEW APPLICATIONRENEWAL
FORMGH¢ 50.00GH¢ 40.00
FEEGH¢ 1000.00GH¢ 500.00
PRIMARY DEALER (BI) NEW APPLICATIONRENEWAL
FORMGH¢ 50.00GH¢ 40.00
FEEGH¢ 1000.00GH¢ 500.00
CUSTODIAN/TRUSTEES (BI)NEW APPLICATIONRENEWAL
FORMGH¢ 50.00GH¢ 40.00
FEEGH¢ 1000.00GH¢ 500.00
REGISTRARS/DEPOSITORY (BI)NEW APPLICATIONRENEWAL
FORMGH¢ 50.00GH¢ 40.00
FEEGH¢ 1000.00GH¢ 500.00
REPRESENTATIVE (BIV)NEW APPLICATIONRENEWAL
FORMGH¢ 30.00GH¢ 20.00
FEEGH¢ 400.00GH¢ 200.00
MARKET OPERATORS’ LEVIES FOR 2017
MARKET OPERATORSLEVIES (GH¢)
STOCK EXCHANGESGH¢ 20,000
PRIMARY DEALERGH¢ 15,000
CUSTODIANSGH¢ 15,000
TRUSTEESGH¢ 10,000
FUND MANAGERSGH¢ 5,000
BROKER DEALERSGH¢ 3,000
INVESTMENT ADVISORSGH¢ 3,000

Last modified: October 12, 2017

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