ENSURING INVESTOR PROTECTION

SEC NewsDIRECTIVE TO FUND MANAGERS ON GUARANTEED RETURNS
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DIRECTIVE TO FUND MANAGERS ON GUARANTEED RETURNS

December 31, 2018

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected”…

Directive To Fund Managers On Guaranteed Returns

Last modified: December 31, 2018

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