Preamble, Application and Background

The Securities and Exchange Commission, Ghana, hereinafter referred to as the “SEC”, is mandated to regulate and promote the growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected.

Application

These guidelines shall apply to legal practitioners/lawyers of client firms and public companies operating within the Capital Market.

Registration of Lawyers

Kindly note that a portal has been developed to allow Lawyers to register with the SEC. The URL is: https://licensing.sec.gov.gh. Additionally, anyone experiencing difficulties with the registration should send an email to rcp@sec.gov.gh. You may also call the SEC’s phone lines: +233-302-768970-2 / the toll-free line, 0800100065, for help.

Thank you.

Download the full Guidelines here