• Submit a Tip or Contact Us
  • RCP Online
  • File a Complaint

Securities and Exchange Commission GhanaSecurities and Exchange Commission Ghana

0 800 100 065
SEC Toll-Free
Mon-Fri 08:00 - 17:00
Saturday - Sunday Closed
  • Home
  • About Us
    • Overview
    • Our History
    • Vision and Mission
    • 5 Years Strategic Plan
    • Capital Market Master Plan
    • Commissioners
      • Executive Commissioners
      • Non Executive Commissioners
    • Departments
    • Careers at SEC
  • Licensees
  • Market Information
    • Licensing Requirements
      • Application Forms
      • Checklists
      • Market Fees and Charges
    • Registered Audit Firms
    • Anti-Money Laundering
    • Right To Information
    • Enforcement Actions
    • Public Notices and Press Releases
  • Laws and Regulations
    • Securities Industry Laws
    • Circulars and Codes
    • Directives and Guidelines
    • Drafts
  • Publications
    • SEC Annual Reports
    • SEC Quarterly Newsletter
    • Speeches and Presentations
    • IOSCO News and Country Reports
  • FAQs
  • Home
  • About Us
    • Overview
    • Our History
    • Vision and Mission
    • 5 Years Strategic Plan
    • Capital Market Master Plan
    • Commissioners
      • Executive Commissioners
      • Non Executive Commissioners
    • Departments
    • Careers at SEC
  • Licensees
  • Market Information
    • Licensing Requirements
      • Application Forms
      • Checklists
      • Market Fees and Charges
    • Registered Audit Firms
    • Anti-Money Laundering
    • Right To Information
    • Enforcement Actions
    • Public Notices and Press Releases
  • Laws and Regulations
    • Securities Industry Laws
    • Circulars and Codes
    • Directives and Guidelines
    • Drafts
  • Publications
    • SEC Annual Reports
    • SEC Quarterly Newsletter
    • Speeches and Presentations
    • IOSCO News and Country Reports
  • FAQs

2016 -2020

Licensing_Requirements_for_Market_Operators

Regulatory_Sandbox_Licensing_Guideline

Conduct_of_Business_Guidelines

Guidelines on holding of electronic or virtual annual general meetings by issuers and other capital market operators

Guidelines on Market Levies for 2020

Guidelines on Reporting Accountants 2020

Guidelines on Auditors 2020

Guidelines on REITS 2019

AML/CFT Guidelines 2019

Guidelines on Warehouse Receipts 2019

Guidelines on Commodity Exchanges 2019

Guidelines on Market Levies for 2019

Guidelines Private Funds April 2018

Guidelines on Market Levies for 2018

Guidelines Market Levies Final

Mandatory Disclosure Items for Public Companies

2011 - 2015

Registrar Guidelines Final

Guidance for Investments in Foreign Jurisdictions by Managers of CIS

Guidance Notes on Dismissed Employees 2012

Guidelines for Investment in Commercial Paper

2006 - 2010

Guidance on the Issuance of Licences to Representatives of Licensees 2010

Notice of Initial Public Offers and Rights Issues

Guidance on Unclaimed Dividends

Unclassified

Guidance on Appointment By Issuers of Independent Agencies (IPO)

Guidance on Appointment By Issuers of Independent Registrars (IPO)

info@sec.gov.gh No. 30, 3rd Circular Road, Cantonments, Accra. +233-302-768970-2 P.O. Box CT 6181 Cantonments, Accra Ghana Post GPS: GL-076-6028
Goto Top
Copyright © 2024 Securities and Exchange Commission, Ghana. All Rights Reserved