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SEC NewsPublic Notice by the SEC in respect of companies with regulatory issues
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Public Notice by the SEC in respect of companies with regulatory issues

May 10, 2018

The Securities and Exchange Commission wishes to bring to the notice of the general public that the underlisted licensed operators engaged in fund management activities in the capital market (Fund Managers), are under investigation for numerous pending complaints levelled against them by the investing public bordering on violation of provisions of the Securities Industry Act, 2016 (Act 929).

Public Notice by the SEC in respect of companies with regulatory issues

Last modified: May 10, 2018

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