In the exercise of the powers conferred on the Securities and Exchange Commission (hereinafter referred to as “the SEC”) by section 209 of the Securities Industry Act, 2016 (Act 929), as amended by the Securities Industry (Amendment) Act, 2021 (Act 1062), these Guidelines are made this 15th day of September 2026.
PART A: PRELIMINARY
- Application of Guidelines
These Guidelines apply to
(a) the operations of a company licensed as a Registrar for issuers of securities in Ghana.
(b) 1. an issuer whose securities are issued or admitted to trading on a regulated market.
2. Any other person involved in the business of or required to maintain a register of interest in securities as may be specified by the SEC.