To: All Brokerage Firms


The Commission is organizing a one (1) day symposium for Broker-Dealers in the capital market space. The aim of this symposium is to assist the Commission better understand the dynamics, opportunities, and challenges within the industry so as to enable it to adopt measures to improve performance in the market.
The theme for the program is “Developing the Brokerage industry; The role of the regulator, the licensee and the customer”.

Details for the program are as follows:
Date: 25th June 2019
Time: 10:00am
Venue: College of Physicians and Surgeons,
Your participation is very much required for this all important program and for the development and progress of the brokerage industry.