ENSURING INVESTOR PROTECTION

SEC NewsPUBLIC NOTICE BY THE SEC IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED
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PUBLIC NOTICE BY THE SEC IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

April 26, 2019

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the
integrity of the market are protected.
The Commission wishes to bring to the notice of the general public that the licences of the underlisted licensed operators engaged in fund management activities in the capital market (Fund Managers), have been revoked pursuant to Section 122 of the Securities Industry Act, 2016 (Act
929)…

PUBLIC NOTICE BY THE SECURITIES AND EXCHANGE COMMISSION IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

Last modified: April 26, 2019

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