These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) with respect to the activities of Credit Rating Agencies. CLICK TO DOWNLOAD Credit Rating Agencies Guidelines...

The Securities and Exchange Commission (SEC), Ghana intends to apply part of its budgetary allocation to payments under the contract for Consultancy Services To Develop Scheme Of Service For The Securities And Exchange Commission (SEC), Ghana. The services include to review the existing Scheme of Service, work with the New Organogram and other relevant documents and develop a new five...

RECRUITMENT OF AN INDIVIDUAL CONSULTANT FOR THE IMPLEMENTATION SUPPORT FOR RISK-BASED SUPERVISION APPROACH AND CAPACITY BUILDING Country: Ghana Name of Project: Ghana Capital Market Supervision and Market Rules Capacity Building Project Sector: Financial Services Project ID No.: P-GH-HB0-008 Grant No.: G-GH-H00-SUP-001 Contract Name: Individual consultancy services for the implemen...

Name of Beneficiary and Country: Securities and Exchange Commission (SEC), Ghana Name of Project: Capital Market Supervision and Market Rules Capacity Building Project Grant No. G-GH-H00-SUP-001                                          GENERAL PROCUREMENT NOTICE (GPN) 1. The Securities and Exchange Commission (SEC), Ghana has received a grant from the African ...

The Securities & Exchange Commission (SEC) is mandated by the Securities Industry Act, 2016 (Act 929) as amended to promote the orderly growth and development of Ghana’s capital market, and to ensure an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. The SEC wishes to inform issuers of public securities and SEC li...

The Minister of Finance, Hon. Ken Ofori-Atta has inaugurated the Board of the Securities and Exchange Commission at the Ministry of Finance. The reconstitution of the Board was in line with the Securities Industries Act, 2016 (Act 929) as amended. Please find below the list of Board members: NAME POSITION   Dr. Yeboa Amoa Chairman Rev. Daniel Ogbarmey Tetteh Exe...

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “SEC”) pursuant to Sections 3 and 209 of the Securities Industry Act, 2016 (Act 929) to allow Issuers and other Capital Market Operators to hold Electronic or Virtual Annual General Meetings (AGMs) with no physical meeting location... The full directive can be downloaded here...

The Securities and Exchange Commission (SEC) today reintroduced the Compliance Forum for its respective stakeholders, with the first edition organized for members of the Ghana Securities Industry Association (GSIA). The forum aimed at providing clarity on issues of compliance and to give Market Operators a better sense of the SEC’s expectations of them. It also sought to highlight the...

3rd June 2021 – The African Development Bank Group and the Securities and Exchange Commission (SEC) of Ghana today launched a $400,000 project to strengthen the development of Ghanaian capital markets. This follows the signing of a grant agreement to develop a risk-based supervisory solution for the local capital market.The grant, from the African Development Bank’s Capital Markets Devel...

The Securities and Exchange Commission (SEC) on Monday 24th May 2021 launched its maiden Capital Market Master Plan (CMMP) to serve as the blueprint for developing the Capital Market in Ghana over the next ten years. The CMMP which was developed by a Working Group drawn from key stakeholders in the financial sector, is an essential component of the SEC’s mandate of regulating, innovat...