ENSURING INVESTOR PROTECTION

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SEC News

Draft Guidelines on Financial Resources and Corporate Governance Code for Listed Companies

These Draft Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to...

April 16, 2018

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SEC News

Registration/Update of Supplier Database For The Year 2018

The Securities and Exchange Commission wishes to invite existing as well as eligible prospective suppliers who are interested in doing...

March 19, 2018

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SEC News

Guidelines on Market Levies for 2018

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section...

March 13, 2018

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SEC News

Public Notice on Purported Takeover of ADB Limited by Unibank

The Securities and Exchange Commission has issued a public notice to the general public about the Purported Takeover of ADB Limited by...

March 8, 2018

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SEC News

Public Notice on Advertisements for the Protection of Consumers of Financial Services

The Securities and Exchange Commission has issued a public notice to the general public about Advertisements for the Protection of...

February 12, 2018

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SEC News

Public Notice On Ghana Mutual Aid, Susu Cash Ghana, Earnit Ghana, Afrigram & Payday Ghana

The Securities and Exchange Commission has issued a public notice to the general public about Ghana Mutual Aid, Susu Cash Ghana, Earnit...

February 12, 2018

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SEC News

Invitation to a workshop on draft SEC/FIC Guidelines and Draft AML/CFT Administrative Sanctions

Section 138 of the Securities Industry Act, 2016, (Act 929) empowers the commission to ensure that all its regulated entities operate in a...

February 8, 2018

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SEC News

Invitation to a meeting with CEOs & CFOs of Listed Companies

The Securities and Exchange Commission invites you and your Chief Financial Officer to its annual meeting with CEOs and CFOs of companies...

December 4, 2017

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SEC News

Invitation to Anti-Money Laundering Reporting Officers (AMLROs) Training Programme

The Securities and Exchange Commission in collaboration with the Executives of the Association of Capital Market Anti-Money Laundering...

November 10, 2017

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SEC News

Public Notice on Menzgold

The Securities and Exchange Commission has issued a public notice to the general public about Menzgold. The notice with reference number...

October 10, 2017

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