ENSURING INVESTOR PROTECTION

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SEC News

PUBLIC NOTICE ON VOLUNTARY CESSATION OF CAPITAL MARKET ACTIVITY BY PARKSTONE CAPITAL LIMITED

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

March 26, 2021

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SEC News

PUBLIC NOTICE ON EXTENSION OF MORATORIUM ON FUND MANAGEMENT LICENCES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

March 11, 2021

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SEC News

PUBLIC INTEREST WARNING TO INVESTORS REGARDING WISELING ONLINE INVESTMENT COMPANY

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

February 23, 2021

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SEC News

PUBLIC NOTICE ON TEMPORARY OFFICE CLOSURE FOR DISINFECTION

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) would like to inform the General Public that due to a...

January 26, 2021

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SEC News

PUBLIC INTEREST WARNING TO THE GENERAL PUBLIC ON ELECTRONIC COMMERCE AND TRADING SCHEME

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

January 8, 2021

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SEC News

DIRECTIVE ON ADOPTION AND IMPLEMENTATION OF MINIMUM STANDARDIZED KNOW YOUR CLIENT FORMS FOR ALL CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry...

January 5, 2021

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SEC News

NOTICE OF OPERATING HOURS DURING CHRISTMAS AND NEW YEAR’S HOLIDAYS

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) would like to inform the General Public that due to the...

December 24, 2020

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SEC News

FAQs ON THE GOVERNMENT BAILOUT

What is the Background of the Partial Bailout Package? The Partial Bailout Package is being offered to clients of defunct fund management...

December 15, 2020

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SEC News

PARTIAL CASH BAILOUT PROCESSES BEGIN PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the securities market,...

November 26, 2020

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SEC News

GOVERNMENT AUTHORIZES PARTIAL BAILOUT FOR ALL REMAINING CUSTOMERS OF REVOKED FUND MANAGEMENT COMPANIES PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the market, wishes to...

November 18, 2020

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