The Securities and Exchange Commission (SEC) was established under the Securities Industry Act, 2016 (Act 929), as amended by the Securities Industry (Amendment) Act, 2021 (Act 1062), with the mandate to regulate and promote an efficient, fair, and transparent securities market, while ensuring investor protection and market integrity. The SEC is the principal regulator of the securities ...

The Securities and Exchange Commission (SEC) is a statutory body set up by the Securities Industry Act, 2016 (Act 929), as amended by the Securities Industry (Amendment) 2021 (Act 1062), with the object of regulating and promoting the growth and development of an efficient, fair, and transparent securities market in which investors and the integrity of the market are protected. As par...

Stay informed about the latest updates, trends and key facts in the capital market, including investor protection tips and information on enforcement actions. Download the SEC's 2026 Newsletter (Quarter 1) to access all these valuable insights. Click here to download a free copy....

These draft Guidelines (Guidelines for Legal Practitioners/Lawyers Providing Professional Services In The Capital Market) have been prepared by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) as amended with respect to professional services provided by legal practitioners/lawy...

About The Financial Stability Review The Financial Stability Review evaluates developments in Ghana’s financial system, with emphasis on policies implemented to mitigate emerging risks to financial stability. This report is organised into eight (8) chapters: macro-financial developments, developments in Ghana’s financial system, assessment of the Banking, Insurance, Securities, and Pens...