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SEC News

NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC: RESTRICTION ON MOVEMENT OF PERSONS

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Section 3 and 209 of the Securities Industry Act, 2016...

March 29, 2020

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SEC News

PUBLIC NOTICE TO ISSUERS, MARKET OPERATORS AND INVESTORS ON SUBMISSION OF 2019 AUDITED ANNUAL FINANCIAL STATEMENTS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

March 26, 2020

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SEC News

CIRCULAR ON CORONAVIRUS (COVID-19)

In furtherance to the government’s public directives on the Coronavirus (COVID-19) Pandemic, the Securities and Exchange Commission...

March 21, 2020

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SEC News

INVITATION FOR TENDER PROCUREMENT OF GOODS NATIONAL COMPETITIVE TENDERING (NCT)

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for...

March 12, 2020

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SEC News

REQUEST FOR EXPRESSION OF INTEREST (EOI) (CONSULTING SERVICES-FIRM SELECTION)

Assignment Title: Consulting Services for an Advertising Agency for the Securities and Exchange Commission. Publication Date: Monday 17th...

February 19, 2020

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SEC News

PUBLIC NOTICE: UPDATE ON CLAIMS PROCESS FOR INVESTORS OF 53 FUND MANAGEMENT COMPANIES WITH REVOKED LICENCES

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to sections 3 and 209 of the Securities Industry Act, 2016...

February 11, 2020

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SEC News

CIRCULAR APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

January 17, 2020

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SEC News

GUIDELINES ON THE REGISTRATION OF AUDITORS OF PUBLIC COMPANIES AND SEC LICENSEES

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3,...

January 3, 2020

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SEC News

GUIDELINES ON THE REGISTRATION OF ACCOUNTANTS REPORTING FOR PUBLIC COMPANIES

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3,...

January 3, 2020

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SEC News

PUBLIC NOTICE TO ALL DIRECTORS OF MUTUAL FUNDS AND TRUSTEES OF UNIT TRUSTS MANAGED BY FUND MANAGEMENT COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

In accordance with section 88 (6) of the Securities Industry Act, 2019 (Act 929), Boards of Directors (for Mutual Funds) and Trustees (for...

December 24, 2019

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