ENSURING INVESTOR PROTECTION

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SEC News

2020 GIMPA Law Conference

The 2020 GIMPA Law Conference (www.gimpalawconferences.org) originally scheduled for April, but postponed due to the outbreak of COVID-19,...

July 17, 2020

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SEC News

DIRECTIVE ON TRUST ACCOUNTS

This Directive is issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 140,...

July 16, 2020

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SEC News

CIRCULAR TO ALL ANTI-MONEY LAUNDERING REPORTING OFFICERS OF CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry...

June 26, 2020

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SEC News

UPDATE ON REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES: APPEALS AGAINST REVOCATIONS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

June 12, 2020

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SEC News

CIRCULAR TO AUDITORS OF CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry...

June 3, 2020

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SEC News

GUIDELINES ON HOLDING OF ELECTRONIC OR VIRTUAL ANNUAL GENERAL MEETINGS BY ISSUERS AND OTHER CAPITAL MARKET OPERATORS

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “SEC”) pursuant to Sections 3 and 209...

May 26, 2020

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SEC News

UPDATE ON APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

May 15, 2020

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SEC News

DIRECTIVE ON PAYMENTS TO THE SECURITIES AND EXCHANGE COMMISSION, GHANA

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

April 9, 2020

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SEC News

NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC: RESTRICTION ON MOVEMENT OF PERSONS

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Section 3 and 209 of the Securities Industry Act, 2016...

March 29, 2020

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SEC News

PUBLIC NOTICE TO ISSUERS, MARKET OPERATORS AND INVESTORS ON SUBMISSION OF 2019 AUDITED ANNUAL FINANCIAL STATEMENTS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

March 26, 2020

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