ENSURING INVESTOR PROTECTION

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SEC News

SEC SETS NEW CAPITAL REQUIREMENTS FOR MARKET OPERATORS

The Securities and Exchange Commission today issued new capital requirements for market operators in the Ghanaian Capital Market Industry....

October 13, 2020

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SEC News

SEC ISSUES A CODE AND THREE GUIDELINES FOR THE MARKET

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

October 8, 2020

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SEC News

PRESS RELEASE 2:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE Background The Securities and Exchange Commission (SEC) issued a press release on the 28th August 2020 to give an update to...

September 2, 2020

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SEC News

PRESS RELEASE:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE The Securities and Exchange Commission (SEC), acting in accordance with Section 122 (2) (b) of the Securities Industry Act...

August 28, 2020

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SEC News

PUBLIC NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC ON THE GHANA INVESTMENT AND SECURITIES INSTITUTE LTD (GISI) QUALIFICATIONS AND REVISED SECURITIES COURSES

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Sections 3 and 208(c) of the Securities Industry Act,...

August 20, 2020

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SEC News

SPEECH BY REV. DANIEL OGBARMEY TETTEH, DIRECTOR-GENERAL OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST SPEAKER AT THE GIMPA LAW CONFERENCE 2020

SPEECH BY REV. DANIEL OGBARMEY TETTEH,  DIRECTOR-GENERAL  OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST...

August 6, 2020

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SEC News

2020 GIMPA Law Conference

The 2020 GIMPA Law Conference (www.gimpalawconferences.org) originally scheduled for April, but postponed due to the outbreak of COVID-19,...

July 17, 2020

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SEC News

DIRECTIVE ON TRUST ACCOUNTS

This Directive is issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 140,...

July 16, 2020

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SEC News

CIRCULAR TO ALL ANTI-MONEY LAUNDERING REPORTING OFFICERS OF CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry...

June 26, 2020

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SEC News

UPDATE ON REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES: APPEALS AGAINST REVOCATIONS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

June 12, 2020

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