ENSURING INVESTOR PROTECTION

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SEC News

PUBLIC NOTICE ON UNLICENSED INVESTMENT PRODUCT BY GOLDEN EMPIRE LEGACY LIMITED AND LOOM

This Public Notice is issued pursuant to Sections 3(b)(f) and 208 of the Securities Industry Act, 2016 (Act 929). The General Public is...

June 21, 2019

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SEC News

MESSAGES CIRCULATING ON SOCIAL MEDIA ON THE IMMINENT CLOSURE OF SOME CMOS

The SEC has picked up a Social media message communicating the imminent closure of some capital market operators by the SEC. The SEC wishes...

April 28, 2019

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SEC News

PUBLIC NOTICE BY THE SEC IN RESPECT OF COMPANIES WHOSE LICENCES HAVE BEEN REVOKED

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

April 26, 2019

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SEC News

PUBLIC NOTICE ON GOLD COAST FUND MANAGEMENT LIMITED

The Securities and Exchange Commission wishes to bring to the notice of clients of Gold Coast Fund Management Ltd. and the general public...

April 15, 2019

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SEC News

REMARKS AT 2019 PRESS CONFERENCE ON ASSET MANAGEMENT COMPANIES IN GHANA

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

April 2, 2019

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SEC News

Guidelines on REITs, Warehouse Receipts and Commodity Exchanges

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

April 2, 2019

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SEC News

NOTICE ON CLASSIFICATION OF ASSET MANAGERS

The SEC has picked up a Social media message completely misinterpreting the classification of its licensees on its website with pending...

March 29, 2019

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SEC News

PUBLIC NOTICE ON INVESTMENT AND TRADING IN CRYPTOCURRENCIES AND THEIR DIGITAL PLATFORMS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

March 29, 2019

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SEC News

PUBLIC NOTICE ON ASSET MANAGEMENT COMPANIES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

March 19, 2019

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SEC News

VOLUNTARY CESSATION OF BUSINESS PUBLICATION

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

January 29, 2019

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