ENSURING INVESTOR PROTECTION

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SEC News

PARTIAL CASH BAILOUT PROCESSES BEGIN PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the securities market,...

November 26, 2020

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SEC News

GOVERNMENT AUTHORIZES PARTIAL BAILOUT FOR ALL REMAINING CUSTOMERS OF REVOKED FUND MANAGEMENT COMPANIES PENDING THE OUTCOME OF LIQUIDATION PETITIONS

The Securities and Exchange Commission (SEC), acting within its mandate of protecting investors and the integrity of the market, wishes to...

November 18, 2020

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SEC News

DRAFT GUIDELINES FOR NOTE TRUSTEES

Draft guidelines for Note Trustees are being issued to the market to provide feedback in the form of suggestions, questions,...

November 11, 2020

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SEC News

DIRECTIVE TO FUND MANAGERS ON INTERCONNECTEDNESS REPORTING

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

November 3, 2020

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SEC News

PUBLIC INTEREST WARNING ON PBAY LTD

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) is the statutory body mandated by the Securities Industry...

November 3, 2020

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SEC News

SEC LAUNCHES “TIME WITH THE COMMISSION” SERIES TO IMPROVE INVESTOR PROTECTION

The Securities and Exchange Commission (SEC) has launched an engagement series dubbed, “Time with the Commission” to drive closer...

November 3, 2020

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SEC News

SEC SETS NEW CAPITAL REQUIREMENTS FOR MARKET OPERATORS

The Securities and Exchange Commission today issued new capital requirements for market operators in the Ghanaian Capital Market Industry....

October 13, 2020

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SEC News

SEC ISSUES A CODE AND THREE GUIDELINES FOR THE MARKET

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

October 8, 2020

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SEC News

PRESS RELEASE 2:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE Background The Securities and Exchange Commission (SEC) issued a press release on the 28th August 2020 to give an update to...

September 2, 2020

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SEC News

PRESS RELEASE:UPDATE ON SEC REVOCATIONS AND BAILOUT

PRESS RELEASE The Securities and Exchange Commission (SEC), acting in accordance with Section 122 (2) (b) of the Securities Industry Act...

August 28, 2020

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