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SEC News

PUBLIC NOTICE TO CAPITAL MARKET OPERATORS AND THE GENERAL PUBLIC ON THE GHANA INVESTMENT AND SECURITIES INSTITUTE LTD (GISI) QUALIFICATIONS AND REVISED SECURITIES COURSES

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Sections 3 and 208(c) of the Securities Industry Act,...

August 20, 2020

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SEC News

SPEECH BY REV. DANIEL OGBARMEY TETTEH, DIRECTOR-GENERAL OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST SPEAKER AT THE GIMPA LAW CONFERENCE 2020

SPEECH BY REV. DANIEL OGBARMEY TETTEH,  DIRECTOR-GENERAL  OF SECURITIES AND EXCHANGE COMMISSION, GHANA, DELIVERED AS THE SPECIAL GUEST...

August 6, 2020

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SEC News

2020 GIMPA Law Conference

The 2020 GIMPA Law Conference (www.gimpalawconferences.org) originally scheduled for April, but postponed due to the outbreak of COVID-19,...

July 17, 2020

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SEC News

DIRECTIVE ON TRUST ACCOUNTS

This Directive is issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 140,...

July 16, 2020

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SEC News

CIRCULAR TO ALL ANTI-MONEY LAUNDERING REPORTING OFFICERS OF CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry...

June 26, 2020

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SEC News

UPDATE ON REVOCATION OF LICENCES OF FUND MANAGEMENT COMPANIES: APPEALS AGAINST REVOCATIONS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

June 12, 2020

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SEC News

CIRCULAR TO AUDITORS OF CAPITAL MARKET OPERATORS

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry...

June 3, 2020

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SEC News

GUIDELINES ON HOLDING OF ELECTRONIC OR VIRTUAL ANNUAL GENERAL MEETINGS BY ISSUERS AND OTHER CAPITAL MARKET OPERATORS

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “SEC”) pursuant to Sections 3 and 209...

May 26, 2020

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SEC News

UPDATE ON APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT SCHEMES

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

May 15, 2020

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SEC News

DIRECTIVE ON PAYMENTS TO THE SECURITIES AND EXCHANGE COMMISSION, GHANA

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act...

April 9, 2020

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