The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. The SEC issues this NOTICE to Issuers and Market Operators on a dispens...

In furtherance to the government's public directives on the Coronavirus (COVID-19) Pandemic, the Securities and Exchange Commission (SEC) issues this circular to Market Operators and Investors in the Securities Industry for the protection of staff, investors, customers and the securities industry as a whole: Licensed Market Operators are enjoined to strictly observe all government dir...

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles. PACKAGE NUMBER NUMBER OF LOTS DESCRIPTION QUANTITY GR/SAEC/GD/0001/2020 1 4 WD 3L 1 The Securities and Exchange Commission invites sealed Tenders from eligible suppliers for the Procurement of the a...

Assignment Title: Consulting Services for an Advertising Agency for the Securities and Exchange Commission. Publication Date: Monday 17th February 2020 EOI Deadline: Monday 9th March 2020 BACKGROUND OF CLIENT: The Client is the Securities and Exchange Commission (SEC) established as a financial Regulator in 1998 to among other things regulate and develop Ghana’s Securities or Capital Ma...

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to sections 3 and 209 of the Securities Industry Act, 2016 (Act 929) to all Investors (excluding Investors of Collective Investment Schemes) on claims for the 53 Fund Management Companies (“FMCs”) with revoked licences. SEC would like to thank Investors and all stakeholders for the successful completion of t...

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. In accordance with section 88 (6) of the Securities Industry Act, 2016...

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) with respect to services provided by Auditors to public companies and SEC licensees (hereinafter referred to as “Auditee firms”). CLICK TO DOWNLOAD Guidelines on Auditors...

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) for Accountants reporting for public companies... CLICK TO DOWNLOAD Guidelines on Reporting Accountants...

In accordance with section 88 (6) of the Securities Industry Act, 2019 (Act 929), Boards of Directors (for Mutual Funds) and Trustees (for Unit Trusts) of the 18 Collective Investment Schemes (CIS) whose Managers have had their licences revoked were directed by the Securities and Exchange Commission on 15th November 2019 to appoint new Fund Managers for the management of the CIS. As at ...

Pursuant to Section 122 (2) of the Securities Industry Act, 2016 (Act 929), the Securities and Exchange Commission (SEC) on 8th November 2019 revoked the licences of 53 Fund Management Companies (“FMCs”) after which investors were invited to submit their claims from 18th November 2019. The SEC wishes to extend its appreciation to all stakeholders for their cooperation, patience, and sup...