GUIDELINES ON THE REGISTRATION OF AUDITORS OF PUBLIC COMPANIES AND SEC LICENSEES

03 Jan 2020

GUIDELINES ON THE REGISTRATION OF AUDITORS OF PUBLIC COMPANIES AND SEC LICENSEES

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) with respect to services provided by Auditors to public companies and SEC licensees (hereinafter referred to as “Auditee firms”).

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Guidelines on Auditors