The Securities and Exchange Commission wishes to bring to the notice of the general public that the underlisted licensed operators engaged in fund management activities in the capital market (Fund Managers), are under investigation for numerous pending complaints levelled against them by the investing public bordering on violation of provisions of the Securities Industry Act, 2016 (Act 9...

The Securities and Exchange Commission, Ghana, has released new guidelines pertaining to Private Funds. This can be found under Guidelines.

Guidelines

These Draft Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section 15 of the Securities Industry Act, 2016 (Act 929).
If you have any suggestions, questions, recommendations and concerns please do send an email to marketfeedback@sec.gov.gh latest by 5:00 pm, Thursday, 3rd May, 2018.

Drafts

The Securities and Exchange Commission wishes to invite existing as well as eligible prospective suppliers who are interested in doing business with the Commission to apply for pre-qualification with the aim of updating the suppliers register for the year 2018 for goods, works and services. Applicants are required to submit evidence of the following mandatory documents. Registration/Upd...

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section 15 of the Securities Industry Act, 2016 (Act 929) for the payment of market levies. Guidelines on Market Levies for 2018...

The Securities and Exchange Commission has issued a public notice to the general public about the Purported Takeover of ADB Limited by Unibank

PUBLIC NOTICE ON PURPORTED TAKEOVER OF ADB LIMITED BY UNIBANK

The Securities and Exchange Commission has issued a public notice to the general public about Advertisements for the Protection of Consumers of Financial Services. The notice with reference number SEC/PN/002/02/2018 can be found here PUBLIC NOTICE ON ADVERTISEMENTS FOR THE PROTECTION OF CONSUMERS OF FINANCIAL SERVICES...

The Securities and Exchange Commission has issued a public notice to the general public about Ghana Mutual Aid, Susu Cash Ghana, Earnit Ghana, Afrigram & Payday Ghana. The notice with reference number SEC/PN/001/02/2018 can be found here PUBLIC NOTICE BY THE SECURITIES AND EXCHANGE COMMISSION ON GHANA MUTUAL AID, SUSU CASH GHANA, EARNIT GHANA, AFRIGRAM & PAYDAY GHANA...

Section 138 of the Securities Industry Act, 2016, (Act 929) empowers the commission to ensure that all its regulated entities operate in a manner so as to comply with the provisions of Anti-Money Laundering and Countering the Financial of Terrorism (AML/CFT). Date: 13th February, 2018 Time: 9:00am - 12noon Invitation to workshop...

The Securities and Exchange Commission invites you and your Chief Financial Officer to its annual meeting with CEOs and CFOs of companies whose securities are listed on the Ghana Stock Exchange, the Ghana Alternative Market and, or the Ghana Fixed Income Market to discuss listing obligations and exchange ideas on developing the Capital Market. Please find below the details of the meetin...