15 May 2020

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected... UPDATE ON APPOINTMENT OF FUND MANAGERS FOR 18 COLLECTIVE INVESTMENT ...

09 Apr 2020

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. In an effort to digitize and streamline its operations, with effect fr...

29 Mar 2020

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to Section 3 and 209 of the Securities Industry Act, 2016 (Act 929). In furtherance to the President of the Republic’s exercise of powers under the Imposition of Restrictions Act, 2020 (Act 1012) to impose a restriction on movement of persons, the Securities and Exchange Commission (SEC) issues this Notice t...

26 Mar 2020

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. The SEC issues this NOTICE to Issuers and Market Operators on a dispens...

21 Mar 2020

In furtherance to the government's public directives on the Coronavirus (COVID-19) Pandemic, the Securities and Exchange Commission (SEC) issues this circular to Market Operators and Investors in the Securities Industry for the protection of staff, investors, customers and the securities industry as a whole: Licensed Market Operators are enjoined to strictly observe all government dir...

12 Mar 2020

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles. PACKAGE NUMBER NUMBER OF LOTS DESCRIPTION QUANTITY GR/SAEC/GD/0001/2020 1 4 WD 3L 1 The Securities and Exchange Commission invites sealed Tenders from eligible suppliers for the Procurement of the a...

19 Feb 2020

Assignment Title: Consulting Services for an Advertising Agency for the Securities and Exchange Commission. Publication Date: Monday 17th February 2020 EOI Deadline: Monday 9th March 2020 BACKGROUND OF CLIENT: The Client is the Securities and Exchange Commission (SEC) established as a financial Regulator in 1998 to among other things regulate and develop Ghana’s Securities or Capital Ma...

11 Feb 2020

The Securities and Exchange Commission (SEC) hereby issues this Notice pursuant to sections 3 and 209 of the Securities Industry Act, 2016 (Act 929) to all Investors (excluding Investors of Collective Investment Schemes) on claims for the 53 Fund Management Companies (“FMCs”) with revoked licences. SEC would like to thank Investors and all stakeholders for the successful completion of t...

17 Jan 2020

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. In accordance with section 88 (6) of the Securities Industry Act, 2016...

03 Jan 2020

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) with respect to services provided by Auditors to public companies and SEC licensees (hereinafter referred to as “Auditee firms”). CLICK TO DOWNLOAD Guidelines on Auditors...