29 Mar 2019

The SEC has picked up a Social media message completely misinterpreting the classification of its licensees on its website with pending complaints and regulatory issues as unsafe to invest in and wishes to respond as follows: "The SEC has not issued any list of fund management firms that are not safe to invest with as is being wildly speculated on social media. The classification on the...

29 Mar 2019

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which inv...

19 Mar 2019

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which inv...

29 Jan 2019

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which inv...

31 Dec 2018

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which inv...

05 Dec 2018

The Securities and Exchange Commission invites Chief Executive Officers (CEOs) and Chief Financial Officers (CFOs) of companies whose securities are listed on the Ghana Stock Exchange, the Ghana Alternative Market and the Ghana Fixed Income Market to its annual meeting dubbed “Evening With CEOs & CFOs” to discuss listing obligations and exchange ideas on developing the Capital Market...

07 Nov 2018

The Securities & Exchange Commission, as part of its 20th Anniversary celebrations is organizing a 2-day Capital Market Conference and Exhibition under the theme - "Ghana Beyond Aid: The role of the capital market." Participation is free. Go to http://www.secconference.com.gh for more details....

29 Sep 2018

TRAINING ON CYBER THREATS & COUNTER MEASURES FOR THE CAPITAL MARKET OPERATORS. The Securities and Exchange Commission (SEC) is the apex regulatory body for the Capital Market in Ghana. As part of its mandate of developing the Capital Market, SEC is promoting the use of technology in the Capital Market. The introduction of technology presents risk which has to be properly managed. Cy...