Compliance and Anti-Money Laundering Officers' Forum is a biannual  event organised by the Securities and Exchange Commission (SEC) to discuss issues of mutual concern in order to improve the development of the Capital Market. The first forum for this year was held on  Tuesday, 25th April, 2017 at the College of Physicians and Surgeons, Accra. The forum which was chaired by Mr. Yirenkyi ...

Members of the International Organization of Securities Commissions (IOSCO) have approved the Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (EMMoU), which offers securities regulators new enforcement powers for responding to the challenges arising from recent developments in global financial markets. Since its la...

The Securities and Exchange Commission (SEC) during the first quarter of 2017 began an assessment of the Human Resource Capacity of the Capital Market. The aim of this exercise was among others, to assess the skill-set, skill-gap, geographical coverage and gender balance or distribution in the industry. It was also designed to collect, collate, analyse and disseminate data for diverse us...

The Securities and Exchange Commmission (SEC) applied to the Ministry of Finance to develop a permanent office accommodation  under a Public-Private Partnership (PPP) Procurement Model at No. 30, 3rd Circular Road, Cantonments,  Accra where it  has operated out of a temporary facility since December 2007. Based on a thorough assessment of the SEC's current accommodation, existing level o...