Securities Regulators Across the Globe are Promoting Investor Education and Protection. The International Organization of Securities Commissions (IOSCO) today launched its first World Investor Week (WIW). A bell-ringing ceremony at the Tokyo Stock Exchange marked the start of this week-long campaign to promote greater investor education and protection worldwide that will run from today,...

The Guideline issued by the Securities & Exchange Commission pursuant to Section 15 of the Securities Industry Act, 2016 (Act 929) referred to as SEC/GUI/001/01/2017 (hereinafter referred to as “the principal Guideline”) is hereby amended by deleting paragraph 6 of SEC/GUI/001/01/2017 and thereby suspends its application to Funds under Management for the Financial year 2017 until fur...

The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair and transparent securities market in which investors and the integrity of the market are protected. Public Notice on Amendment of Guidelines on Market Levies...

It is announced for the information of the general investing public that the Ghana Stock Exchange (GSE) has compulsorily delisted UT Bank Limited from the official List of the Exchange effective September 14, 2017. NOTICE OF COMPULSORY DELISTING OF UT BANK LIMITED  ...

The Newly Reconstituted Board of Securities and Exchange Commission, Ghana was commissioned on Monday 4th September, 2017. Names Designation Dr. Yeboa Amoa Chairman Mr. Daniel Ogbarmey Tetteh Director General - S.E.C Mr. Paul Ababio Deputy Director General - S.E.C Dr. Johnson Asiama Representative of Bank of Ghana Mr. Charles Adu Boahen Representative of Ministry of Finance...

Securities and Exchange Commission has released its newsletter for the second quarter (April – June). It can be found under SEC Quarterly Newsletter under the Publications menu.

Compliance and Anti-Money Laundering Officers' Forum is a biannual  event organised by the Securities and Exchange Commission (SEC) to discuss issues of mutual concern in order to improve the development of the Capital Market. The first forum for this year was held on  Tuesday, 25th April, 2017 at the College of Physicians and Surgeons, Accra. The forum which was chaired by Mr. Yirenkyi ...

Members of the International Organization of Securities Commissions (IOSCO) have approved the Enhanced Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (EMMoU), which offers securities regulators new enforcement powers for responding to the challenges arising from recent developments in global financial markets. Since its la...

The Securities and Exchange Commission (SEC) during the first quarter of 2017 began an assessment of the Human Resource Capacity of the Capital Market. The aim of this exercise was among others, to assess the skill-set, skill-gap, geographical coverage and gender balance or distribution in the industry. It was also designed to collect, collate, analyse and disseminate data for diverse us...

The Securities and Exchange Commmission (SEC) applied to the Ministry of Finance to develop a permanent office accommodation  under a Public-Private Partnership (PPP) Procurement Model at No. 30, 3rd Circular Road, Cantonments,  Accra where it  has operated out of a temporary facility since December 2007. Based on a thorough assessment of the SEC's current accommodation, existing level o...