The Securities and Exchange Commission (hereinafter referred to as the “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to promote the orderly growth and development of an efficient, fair, and transparent securities market in which investors and the integrity of the market are protected. One of the core functions of the SEC is to maintain surveillanc...

The Securities and Exchange Commission (hereinafter referred to as the “SEC”) wishes to inform the General Public that as part of its safety measures regarding Covid 19, it will be undertaking a planned fumigation exercise tomorrow at its office. As a result, the SEC office will be closed tomorrow, 24th December 2021. Queries or request for information during this period can be made v...

The Securities and Exchange Commission (SEC), Ghana has received financing from the African Development Bank towards the cost of the Ghana Capital Market Supervision and Market Rules Capacity Building Project and intends to apply part of the agreed amount of the grant to payments under the contract for engaging the services of “ a Consultancy Firm to support the development of Market Rul...

Registration for One-Day Mandatory Workshop for Directors of Listed Companies on SEC Code of Corporate Governance The workshop would be organized as follows: Date: Tuesday, 23rd November, 2021 to Thursday, 25th November, 2021) Time: 09:00am-3:00Pm Participation fee:   GH¢800.00 per person Mode of Payments: Direct Bank Payment to the Account below:    Account name:    ...

These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the SEC”) pursuant to sections 3, 146 and 209 of the Securities Industry Act, 2016 (Act 929) with respect to the activities of Credit Rating Agencies. CLICK TO DOWNLOAD Credit Rating Agencies Guidelines...

The Securities and Exchange Commission (SEC), Ghana intends to apply part of its budgetary allocation to payments under the contract for Consultancy Services To Develop Scheme Of Service For The Securities And Exchange Commission (SEC), Ghana. The services include to review the existing Scheme of Service, work with the New Organogram and other relevant documents and develop a new five...

The Securities and Exchange Commission (SEC) yesterday engaged members of the Criminal Investigations Department (CID) and the Economic and Organized Crime Office (EOCO) through its market education program dubbed ‘Time with the SEC’. This initiative forms part of the SEC’s strategic thrust of educating strategic partners including law enforcement agencies on critical issues regarding...

RECRUITMENT OF AN INDIVIDUAL CONSULTANT FOR THE IMPLEMENTATION SUPPORT FOR RISK-BASED SUPERVISION APPROACH AND CAPACITY BUILDING Country: Ghana Name of Project: Ghana Capital Market Supervision and Market Rules Capacity Building Project Sector: Financial Services Project ID No.: P-GH-HB0-008 Grant No.: G-GH-H00-SUP-001 Contract Name: Individual consultancy services for the implemen...

The Securities and Exchange Commission (SEC) has rolled out a regional education campaign dubbed, ‘Time With The SEC’, starting in Takoradi, Western Region. The initiative which began in Accra forms part of the SEC’s strategic thrust of educating members of the investing public and other key stakeholders about the SEC, the Ghanaian Capital Market and other important investment topics. ...

Name of Beneficiary and Country: Securities and Exchange Commission (SEC), Ghana Name of Project: Capital Market Supervision and Market Rules Capacity Building Project Grant No. G-GH-H00-SUP-001                                          GENERAL PROCUREMENT NOTICE (GPN) 1. The Securities and Exchange Commission (SEC), Ghana has received a grant from the African ...