These Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section 15 of the Securities Industry Act, 2016 (Act 929) for the payment of market levies. Guidelines on Market Levies for 2018...

The Securities and Exchange Commission has issued a public notice to the general public about the Purported Takeover of ADB Limited by Unibank

PUBLIC NOTICE ON PURPORTED TAKEOVER OF ADB LIMITED BY UNIBANK

The Securities and Exchange Commission has issued a public notice to the general public about Advertisements for the Protection of Consumers of Financial Services. The notice with reference number SEC/PN/002/02/2018 can be found here PUBLIC NOTICE ON ADVERTISEMENTS FOR THE PROTECTION OF CONSUMERS OF FINANCIAL SERVICES...

The Securities and Exchange Commission has issued a public notice to the general public about Ghana Mutual Aid, Susu Cash Ghana, Earnit Ghana, Afrigram & Payday Ghana. The notice with reference number SEC/PN/001/02/2018 can be found here PUBLIC NOTICE BY THE SECURITIES AND EXCHANGE COMMISSION ON GHANA MUTUAL AID, SUSU CASH GHANA, EARNIT GHANA, AFRIGRAM & PAYDAY GHANA...

Section 138 of the Securities Industry Act, 2016, (Act 929) empowers the commission to ensure that all its regulated entities operate in a manner so as to comply with the provisions of Anti-Money Laundering and Countering the Financial of Terrorism (AML/CFT). Date: 13th February, 2018 Time: 9:00am - 12noon Invitation to workshop...

The Securities and Exchange Commission invites you and your Chief Financial Officer to its annual meeting with CEOs and CFOs of companies whose securities are listed on the Ghana Stock Exchange, the Ghana Alternative Market and, or the Ghana Fixed Income Market to discuss listing obligations and exchange ideas on developing the Capital Market. Please find below the details of the meetin...

The Securities and Exchange Commission in collaboration with the Executives of the Association of Capital Market Anti-Money Laundering Reporting Officers (ACAMRO) is organizing its last training programme for the year 2017 detailed as follows: Date: 29th-30th November, 2017 Venue: Holiday Inn Time: 8:30am Invitation to Anti-Money Laundering Reporting Officers Training Programme AMLRO ...

The Securities and Exchange Commission has issued a public notice to the general public about Menzgold. The notice with reference number SEC/PN/002/09/2017 can be found here

PUBLIC NOTICE TO THE GENERAL PUBLIC ABOUT MENZGOLD

Securities Regulators Across the Globe are Promoting Investor Education and Protection. The International Organization of Securities Commissions (IOSCO) today launched its first World Investor Week (WIW). A bell-ringing ceremony at the Tokyo Stock Exchange marked the start of this week-long campaign to promote greater investor education and protection worldwide that will run from today,...

The Guideline issued by the Securities & Exchange Commission pursuant to Section 15 of the Securities Industry Act, 2016 (Act 929) referred to as SEC/GUI/001/01/2017 (hereinafter referred to as “the principal Guideline”) is hereby amended by deleting paragraph 6 of SEC/GUI/001/01/2017 and thereby suspends its application to Funds under Management for the Financial year 2017 until fur...