The Securities and Exchange Commission (hereinafter referred to as “SEC”) is the statutory body mandated by the Securities Industry Act 2016 (Act 929) to protect investors and the interest of the general investing public. The Act among other things specifically mandates SEC to “promote the orderly growth and development of an efficient, fair and transparent securities market in which inv...

Consultancy Services for the Computerisation of the Securities and Exchange Commission. The objective of the assignment is to assist the Securities and Exchange Commission (SEC) to undertake an assessment of existing information technology infrastructure (both hardware and software), to define an Information Technology(IT) strategy and corresponding architecture framework for the technol...

Presentation slides at the CEOs/CIOs meeting held at the La Royal to the market (Fund Managers)

SEC Reforms for the Fund Management Industry

The Securities & Exchange Commission is pleased to invite you to a one-day forum to present and discuss the Draft Regulations on Warehouse Receipts and Commodity Exchanges. The programme which is in conjunction with the Ministry of Finance, the Ghana Commodity Exchange, the World Bank and the International Financial Corporation, will be held on 12th July, 2018 at Alisa Hotel. The tim...

Draft Guidelines on REITS for review by the market.

Draft Guideline on REITS

The Securities and Exchange Commission intends to apply part of its budgetary allocation to fund eligible payments under the contract for the supply and delivery of official vehicles.

Invitation for Tender

The Securities and Exchange Commission wishes to bring to the notice of the general public that the underlisted licensed operators engaged in fund management activities in the capital market (Fund Managers), are under investigation for numerous pending complaints levelled against them by the investing public bordering on violation of provisions of the Securities Industry Act, 2016 (Act 9...

The Securities and Exchange Commission, Ghana, has released new guidelines pertaining to Private Funds. This can be found under Guidelines.

Guidelines

These Draft Guidelines are issued by the Securities and Exchange Commission (hereinafter referred to as “the Commission”) pursuant to section 15 of the Securities Industry Act, 2016 (Act 929).
If you have any suggestions, questions, recommendations and concerns please do send an email to marketfeedback@sec.gov.gh latest by 5:00 pm, Thursday, 3rd May, 2018.

Drafts

The Securities and Exchange Commission wishes to invite existing as well as eligible prospective suppliers who are interested in doing business with the Commission to apply for pre-qualification with the aim of updating the suppliers register for the year 2018 for goods, works and services. Applicants are required to submit evidence of the following mandatory documents. Registration/Upd...